DEFINING DEMOCRACY
Government of the People
Democracy may be a word familiar to most, but it is a
concept still misunderstood and misused in a time
when totalitarian regimes and military dictatorships alike have
attempted to claim popular support by pinning
democratic labels upon themselves. Yet the power of the
democratic idea has also evoked some of history's most
profound and moving expressions of human will and intellect: from
Pericles in ancient Athens to Vaclav Havel
in the modern Czech Republic, from Thomas Jefferson's Declaration
of Independence in 1776 to Andrei
Sakharov's last speeches in 1989.
In the dictionary definition, democracy "is government by
the people in which the supreme power is vested in
the people and exercised directly by them or by their elected
agents under a free electoral system." In the phrase
of Abraham Lincoln, democracy is a government "of the people, by
the people, and for the people."
Freedom and democracy are often used interchangeably, but
the two are not synonymous. Democracy is
indeed a set of ideas and principles about freedom, but it also
consists of a set of practices and procedures that
have been molded through a long, often tortuous history. In
short, democracy is the institutionalization of
freedom. For this reason, it is possible to identify the
time-tested fundamentals of constitutional government,
human rights, and equality before the law that any society must
possess to be properly called democratic.
Democracies fall into two basic categories, direct and
representative. In a direct democracy, all citizens,
without the intermediary of elected or appointed officials, can
participate in making public decisions. Such a
system is clearly only practical with relatively small numbers of
people--in a community organization or tribal
council, for example, or the local unit of a labor union, where
members can meet in a single room to discuss
issues and arrive at decisions by consensus or majority vote.
Ancient Athens, the world's first democracy,
managed to practice direct democracy with an assembly that may
have numbered as many as 5,000 to 6,000
persons--perhaps the maximum number that can physically gather in
one place and practice direct
democracy.
Modern society, with its size and complexity, offers few
opportunities for direct democracy. Even in the
northeastern United States, where the New England town meeting is
a hallowed tradition, most communities
have grown too large for all the residents to gather in a single
location and vote directly on issues that affect their
lives.
Today, the most common form of democracy, whether for a town
of 50,000 or nations of 50 million, is
representative democracy, in which citizens elect officials to
make political decisions, formulate laws, and
administer programs for the public good. In the name of the
people, such officials can deliberate on complex
public issues in a thoughtful and systematic manner that requires
an investment of time and energy that is often
impractical for the vast majority of private citizens.
How such officials are elected can vary enormously. On the
national level, for example, legislators can be
chosen from districts that each elect a single representative.
Alternatively, under a system of proportional
representation, each political party is represented in the
legislature according to its percentage of the total vote
nationwide. Provincial and local elections can mirror these
national models, or choose their representatives
more informally through group consensus instead of elections.
Whatever the method used, public officials in a
representative democracy hold office in the name of the people
and remain accountable to the people for their
actions.
Majority Rule and Minority Rights
All democracies are systems in which citizens freely make
political decisions by majority rule. But rule by
the majority is not necessarily democratic: No one, for example,
would call a system fair or just that permitted 51
percent of the population to oppress the remaining 49 percent in
the name of the majority. In a democratic
society, majority rule must be coupled with guarantees of
individual human rights that, in turn, serve to protect
the rights of minorities--whether ethnic, religious, or
political, or simply the losers in the debate over a piece of
controversial legislation. The rights of minorities do not
depend upon the goodwill of the majority and cannot be
eliminated by majority vote. The rights of minorities are
protected because democratic laws and institutions
protect the rights of all citizens.
Diane Ravitch, scholar, author, and a former assistant U.S.
secretary of education, wrote in a paper for an
educational seminar in Poland: "When a representative democracy
operates in accordance with a constitution
that limits the powers of the government and guarantees
fundamental rights to all citizens, this form of
government is a constitutional democracy. In such a society, the
majority rules, and the rights of minorities are
protected by law and through the institutionalization of law."
These elements define the fundamental elements of all modern
democracies, no matter how varied in history,
culture, and economy. Despite their enormous differences as
nations and societies, the essential elements of
constitutional government--majority rule coupled with individual
and minority rights, and the rule of law--can be
found in Canada and Costa Rica, France and Botswana, Japan and
India.
Democratic Society
Democracy is more than a set of constitutional rules and
procedures that determine how a government
functions. In a democracy, government is only one element
coexisting in a social fabric of many and varied
institutions, political parties, organizations, and associations.
This diversity is called pluralism, and it assumes
that the many organized groups and institutions in a democratic
society do not depend upon government for their
existence, legitimacy, or authority.
Thousands of private organizations operate in a democratic
society, some local, some national. Many of
them serve a mediating role between individuals and the complex
social and governmental institutions of which
they are a part, filling roles not given to the government and
offering individuals opportunities to exercise their
rights and responsibilities as citizens of a democracy.
These groups represent the interests of their members in a
variety of ways--by supporting candidates for
public office, debating issues, and trying to influence policy
decisions. Through such groups, individuals have
an avenue for meaningful participation both in government and in
their own communities. The examples are
many and varied: charitable organizations and churches,
environmental and neighborhood groups, business
associations and labor unions.
In an authoritarian society, virtually all such
organizations would be controlled, licensed, watched, or
otherwise accountable to the government. In a democracy, the
powers of the government are, by law, clearly
defined and sharply limited. As a result, private organizations
are free of government control; on the contrary,
many of them lobby the government and seek to hold it accountable
for its actions. Other groups, concerned
with the arts, the practice of religious faith, scholarly
research, or other interests, may choose to have little or no
contact with the government at all.
In this busy private realm of democratic society, citizens
can explore the possibilities of freedom and the
responsibilities of self-government--unpressured by the
potentially heavy hand of the state.